SFC Licences of STANNARD Kathryn Louise
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ord Minnett Hong Kong Limited | RO | 9 | 09 October 2017 | 04 February 2022 |
| Ord Minnett Hong Kong Limited | RE | 4 | 14 July 2015 | 04 February 2022 |
| Ord Minnett Hong Kong Limited | RE | 1 | 14 July 2015 | 04 February 2022 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 | RO | 4 | 06 August 2013 | 08 July 2015 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 | RO | 1 | 06 August 2013 | 08 July 2015 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 9 | 11 June 2012 | 08 July 2015 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 4 | 11 June 2012 | 06 August 2013 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 1 | 11 June 2012 | 06 August 2013 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 1 | 21 January 2010 | 25 May 2012 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 4 | 31 July 2006 | 25 May 2012 |
| Richmond Asset Management Limited | RE | 9 | 24 April 2003 | 11 October 2004 |
| Richmond Asset Management Limited | RE | 4 | 24 April 2003 | 11 October 2004 |