SFC licenceholder AIR825 STANNARD Kathryn Louise

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 June 2020

Institution Role Licences Start date End date
Ord Minnett Hong Kong Limited RO [9] (Asset Management) 09 October 2017
Ord Minnett Hong Kong Limited RE [1] (Dealing in Securities), [4] (Advising on Securities) 14 July 2015
Oreana Financial Services Limited 澳利亞金融服務有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities) 06 August 2013 08 July 2015
Oreana Financial Services Limited 澳利亞金融服務有限公司 RE [9] (Asset Management) 11 June 2012 08 July 2015
Oreana Financial Services Limited 澳利亞金融服務有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 11 June 2012 06 August 2013
AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 RE [1] (Dealing in Securities) 21 January 2010 25 May 2012
AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 RE [4] (Advising on Securities) 31 July 2006 25 May 2012
Richmond Asset Management Limited RE [4] (Advising on Securities), [9] (Asset Management) 24 April 2003 11 October 2004