SFC Licences of MA Ka Wing, Gawain 馬嘉榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BMI Securities Limited 邦盟滙駿證券有限公司 | RE | 1 | 04 August 2015 | 30 June 2017 |
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 | RE | 9 | 17 July 2014 | 01 November 2017 |
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 | RE | 4 | 17 July 2014 | 01 November 2017 |
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 | RE | 1 | 17 July 2014 | 01 November 2017 |
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RE | 9 | 24 October 2012 | 30 June 2014 |
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RE | 1 | 04 June 2010 | 30 June 2014 |
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RE | 4 | 01 June 2009 | 28 April 2011 |
Patterson Financial Services Limited | RE | 4 | 07 May 2003 | 04 December 2008 |
Patterson Financial Services Limited | RE | 6 | 07 May 2003 | 07 June 2004 |