SFC Licences of YAN Shen 嚴申

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RO 4 21 July 2005 10 May 2006
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RO 1 01 December 2003 10 May 2006
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RE 1 01 April 2003 01 December 2003
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RE 7 01 April 2003 22 August 2003