SFC Licences of OTANI Tomono 大谷知乃
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 15 March 2011 | 26 November 2020 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 2 | 17 June 2009 | 05 May 2016 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 31 July 2007 | 26 November 2020 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 03 June 2004 | 28 July 2007 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 03 June 2004 | 28 July 2007 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 03 June 2004 | 28 July 2007 |
| Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 | RE | 2 | 22 July 2003 | 31 May 2004 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 10 April 2003 | 31 May 2004 |