SFC licenceholder AIT881 OTANI Tomono 大谷知乃

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [4] (Advising on Securities) 15 March 2011
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [2] (Dealing in Futures Contracts) 17 June 2009 05 May 2016
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [1] (Dealing in Securities) 31 July 2007
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 03 June 2004 28 July 2007
Nomura Futures (Hong Kong) Limited RE [2] (Dealing in Futures Contracts) 03 June 2004 28 July 2007
Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 RE [2] (Dealing in Futures Contracts) 22 July 2003 31 May 2004
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE [1] (Dealing in Securities) 10 April 2003 31 May 2004