SFC Licences of LUI Wai Man 呂偉文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Wealth Link Securities Limited 富滙證券有限公司	RO	4	21 December 2022
Wealth Link Securities Limited 富滙證券有限公司	RO	1	21 December 2022
MP ASSET MANAGEMENT LIMITED	RO	9	15 March 2022	02 December 2022
MP ASSET MANAGEMENT LIMITED	RO	4	15 March 2022	02 December 2022
CVP Asset Management Limited	RO	9	18 June 2019	18 April 2020
CVP Asset Management Limited	RO	4	18 June 2019	18 April 2020
CVP Securities Limited 星火證券有限公司	RO	2	09 October 2018	03 November 2021
CVP Securities Limited 星火證券有限公司	RO	1	09 October 2018	03 November 2021
M&F Asset Management Limited 渼豐資產管理有限公司	RO	9	06 May 2015	06 September 2018
M&F Asset Management Limited 渼豐資產管理有限公司	RO	4	03 February 2015	06 September 2018
M&F Asset Management Limited 渼豐資產管理有限公司	RO	1	17 December 2014	06 September 2018
Metro Capital Futures Limited 美高期貨有限公司	RO	2	17 December 2014	13 July 2015
Metro Capital Futures Limited 美高期貨有限公司	RE	2	24 November 2014	17 December 2014
M&F Asset Management Limited 渼豐資產管理有限公司	RE	1	24 November 2014	17 December 2014
Sino Capital Securities Limited 國順證券有限公司	RO	1	21 November 2013	21 November 2014
Sino Capital Securities Limited 國順證券有限公司	RE	1	04 October 2013	21 November 2013
Hongkong Bay Securities Limited 港灣證券有限公司	RO	1	31 January 2013	14 September 2013
Hongkong Bay Securities Limited 港灣證券有限公司	RE	1	02 January 2013	31 January 2013
Sino Capital Securities Limited 國順證券有限公司	RO	1	25 May 2012	30 December 2012
Sino Capital Securities Limited 國順證券有限公司	RE	1	02 May 2012	25 May 2012
Head & Shoulders Securities Limited 聯合證券有限公司	RO	2	20 January 2011	01 April 2012
Head & Shoulders Securities Limited 聯合證券有限公司	RO	1	20 January 2011	01 April 2012
Head & Shoulders Securities Limited 聯合證券有限公司	RE	2	06 January 2011	20 January 2011
Head & Shoulders Securities Limited 聯合證券有限公司	RE	1	06 January 2011	20 January 2011
Waton Securities International Limited 華通證券國際有限公司	RO	1	19 July 2007	03 January 2011
Waton Securities International Limited 華通證券國際有限公司	RE	1	24 April 2007	19 July 2007
Chief Commodities Limited 致富期貨商品有限公司	RE	2	13 September 2004	14 April 2007
Chief Securities Limited 致富證券有限公司	RE	1	05 August 2004	14 April 2007
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	15 July 2004	02 August 2004
Fortune (HK) Securities Limited 富強證券有限公司	RE	1	07 May 2004	12 July 2004
Sanfull Securities Limited 新富證券有限公司	RE	1	13 May 2003	06 May 2004