SFC Licences of SHIM Young Yook
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RO | 4 | 15 April 2004 | 30 November 2007 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RO | 1 | 24 June 2003 | 30 November 2007 |