SFC Licences of TSE Shek Hang 謝碩恆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 | RE | 9 | 22 October 2013 | 22 November 2013 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 | RE | 4 | 22 October 2013 | 22 November 2013 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 5 | 31 July 2007 | 06 April 2008 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 4 | 31 July 2007 | 06 April 2008 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 1 | 31 July 2007 | 06 April 2008 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 9 | 28 May 2003 | 06 May 2004 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 6 | 28 May 2003 | 06 May 2004 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 4 | 28 May 2003 | 06 May 2004 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 28 May 2003 | 06 May 2004 |