SFC Licenceholders of China Orient International Asset Management Limited 中國東方國際資產管理有限公司
- wongchingman@coamci.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BIAN Yang 邊揚 | RE | 4 | 30 September 2015 | 23 August 2018 |
| BIAN Yang 邊揚 | RE | 9 | 30 September 2015 | 23 August 2018 |
| CHAN Chak Kuen 陳澤權 | RE | 4 | 14 September 2017 | 24 June 2019 |
| CHAN Chak Kuen 陳澤權 | RE | 9 | 14 September 2017 | 24 June 2019 |
| CHAN Cheuk Lun 陳卓倫 | RE | 9 | 18 September 2014 | 07 September 2022 |
| CHAN Cheuk Lun 陳卓倫 | RE | 4 | 18 September 2014 | 07 September 2022 |
| CHAN Fat Tat 陳發達 | RE | 9 | 08 April 2015 | 10 March 2023 |
| CHAN Fat Tat 陳發達 | RE | 4 | 08 April 2015 | 10 March 2023 |
| CHAN Ka Ming 陳嘉銘 | RE | 4 | 31 October 2012 | 06 September 2013 |
| CHAN Ka Ming 陳嘉銘 | RE | 9 | 31 October 2012 | 06 September 2013 |
| CHAN Ka Ming 陳嘉銘 | RO | 4 | 06 September 2013 | 05 January 2016 |
| CHAN Ka Ming 陳嘉銘 | RO | 9 | 06 September 2013 | 05 January 2016 |
| CHEN Xin 陳欣 | RO | 9 | 23 November 2015 | 28 July 2017 |
| CHEN Xin 陳欣 | RE | 4 | 29 September 2015 | 23 November 2015 |
| CHEN Xin 陳欣 | RE | 9 | 29 September 2015 | 23 November 2015 |
| CHEN Xin 陳欣 | RO | 4 | 23 November 2015 | 28 July 2017 |
| CHEN Yiwu 陳逸吾 | RE | 4 | 07 December 2021 | |
| CHEN Yiwu 陳逸吾 | RE | 9 | 07 December 2021 | |
| CHENG Jian 程健 | RE | 9 | 03 March 2016 | 12 July 2017 |
| CHENG Jian 程健 | RE | 4 | 03 March 2016 | 12 July 2017 |
| GUI Mingxing 桂明星 | RE | 1 | 11 April 2022 | 21 July 2023 |
| GUI Mingxing 桂明星 | RE | 9 | 11 April 2022 | 21 July 2023 |
| GUI Mingxing 桂明星 | RE | 4 | 11 April 2022 | 21 July 2023 |
| HAN Feng 韓峰 | RE | 4 | 01 September 2015 | 19 October 2018 |
| HAN Feng 韓峰 | RE | 9 | 01 September 2015 | 19 October 2018 |
| HAN Jiandong 韓建棟 | RE | 9 | 03 July 2015 | 16 October 2020 |
| HAN Jiandong 韓建棟 | RE | 4 | 03 July 2015 | 16 October 2020 |
| HOU Lingzhong 侯凌中 | RE | 9 | 03 March 2016 | |
| HOU Lingzhong 侯凌中 | RE | 4 | 03 March 2016 | |
| HUANG Tan 黃坦 | RO | 9 | 27 August 2021 | 07 October 2021 |
| HUANG Tan 黃坦 | RO | 4 | 27 August 2021 | 07 October 2021 |
| HUANG Tan 黃坦 | RE | 4 | 02 June 2015 | 27 August 2021 |
| HUANG Tan 黃坦 | RE | 9 | 02 June 2015 | 27 August 2021 |
| LEE Chi On, Hela 李致安 | RE | 9 | 15 January 2016 | 20 September 2018 |
| LEE Chi On, Hela 李致安 | RE | 4 | 15 January 2016 | 20 September 2018 |
| LI Xiaozhou 李曉舟 | RE | 4 | 14 September 2015 | 30 July 2021 |
| LI Xiaozhou 李曉舟 | RE | 9 | 14 September 2015 | 30 July 2021 |
| LIN Minjie 林敏杰 | RE | 9 | 11 November 2019 | |
| LIN Minjie 林敏杰 | RE | 4 | 11 November 2019 | |
| LIN Xinrui 林心蕊 | RE | 4 | 05 September 2012 | 03 December 2015 |
| LIU Junyi 劉珺逸 | RE | 9 | 11 October 2021 | |
| LIU Junyi 劉珺逸 | RE | 4 | 11 October 2021 | |
| LIU Junyi 劉珺逸 | RE | 1 | 11 October 2021 | |
| LIU Teng 劉騰 | RO | 9 | 15 May 2012 | 31 March 2015 |
| LIU Teng 劉騰 | RO | 4 | 15 May 2012 | 31 March 2015 |
| LIU Zicheng 劉子成 | RE | 9 | 26 November 2019 | |
| LIU Zicheng 劉子成 | RE | 4 | 26 November 2019 | |
| LU Yu 魯宇 | RE | 4 | 31 May 2017 | 31 August 2017 |
| LU Yu 魯宇 | RE | 9 | 31 May 2017 | 31 August 2017 |
| LUO Chendi 羅晨笛 | RE | 9 | 07 January 2016 | 24 August 2018 |
| LUO Chendi 羅晨笛 | RE | 4 | 07 January 2016 | 24 August 2018 |
| LUO Si 羅思 | RE | 9 | 21 July 2017 | 30 August 2019 |
| LUO Si 羅思 | RE | 4 | 21 July 2017 | 30 August 2019 |
| LUO Si 羅思 | RE | 4 | 06 January 2015 | 06 July 2015 |
| LUO Si 羅思 | RE | 9 | 06 January 2015 | 06 July 2015 |
| MA Tengying 馬騰營 | RO | 4 | 19 June 2017 | 13 June 2018 |
| MA Tengying 馬騰營 | RO | 9 | 23 July 2014 | 13 June 2018 |
| QIAN Cheng 錢澄 | RO | 1 | 16 July 2021 | |
| QIAN Cheng 錢澄 | RO | 9 | 27 November 2019 | |
| QIAN Cheng 錢澄 | RO | 4 | 27 November 2019 | |
| QIAN Cheng 錢澄 | RE | 4 | 04 September 2019 | 27 November 2019 |
| QIAN Cheng 錢澄 | RE | 9 | 19 July 2019 | 27 November 2019 |
| SHEN Chengjie 沈承杰 | RE | 9 | 12 September 2014 | 05 August 2016 |
| SHEN Chengjie 沈承杰 | RE | 4 | 12 September 2014 | 05 August 2016 |
| TAN Zhizhi 譚智郅 | RO | 4 | 08 August 2017 | 15 July 2019 |
| TAN Zhizhi 譚智郅 | RO | 9 | 08 August 2017 | 15 July 2019 |
| TAN Zhizhi 譚智郅 | RE | 9 | 11 May 2015 | 08 August 2017 |
| TAN Zhizhi 譚智郅 | RE | 4 | 11 May 2015 | 08 August 2017 |
| TIAN Yu 田雨 | RE | 4 | 03 March 2017 | 28 June 2019 |
| TIAN Yu 田雨 | RE | 9 | 03 March 2017 | 28 June 2019 |
| TSE Shek Hang 謝碩恆 | RE | 4 | 22 October 2013 | 22 November 2013 |
| TSE Shek Hang 謝碩恆 | RE | 9 | 22 October 2013 | 22 November 2013 |
| WANG Junlai 王君來 | RE | 4 | 20 December 2013 | 20 June 2014 |
| WANG Junlai 王君來 | RE | 9 | 20 December 2013 | 20 June 2014 |
| WANG Letian 王樂天 | RO | 9 | 24 June 2019 | 05 December 2019 |
| WANG Letian 王樂天 | RO | 4 | 24 June 2019 | 05 December 2019 |
| WANG Letian 王樂天 | RE | 9 | 12 February 2019 | 24 June 2019 |
| WANG Letian 王樂天 | RE | 4 | 12 February 2019 | 24 June 2019 |
| WANG Quan 王權 | RO | 1 | 02 March 2021 | 13 April 2021 |
| WANG Quan 王權 | RO | 9 | 31 January 2018 | 13 April 2021 |
| WANG Quan 王權 | RO | 4 | 31 January 2018 | 13 April 2021 |
| WANG Vivien Wen 王雯 | RO | 9 | 28 August 2015 | 13 May 2022 |
| WANG Vivien Wen 王雯 | RO | 4 | 28 August 2015 | 13 May 2022 |
| WANG Vivien Wen 王雯 | RE | 4 | 11 June 2014 | 28 August 2015 |
| WANG Vivien Wen 王雯 | RE | 9 | 11 June 2014 | 28 August 2015 |
| WANG Yanan 王亞南 | RO | 1 | 15 August 2023 | |
| WANG Yanan 王亞南 | RO | 9 | 18 April 2023 | |
| WANG Yanan 王亞南 | RO | 4 | 18 April 2023 | |
| WANG Yanan 王亞南 | RE | 9 | 29 October 2012 | 18 April 2023 |
| WANG Yanan 王亞南 | RE | 4 | 29 October 2012 | 18 April 2023 |
| WU Hong 吳弘 | RE | 4 | 04 August 2017 | 31 May 2018 |
| WU Hong 吳弘 | RE | 9 | 04 August 2017 | 31 May 2018 |
| XIA Tenglei 夏滕磊 | RE | 9 | 30 December 2022 | |
| XIA Tenglei 夏滕磊 | RE | 4 | 30 December 2022 | |
| XIA Tenglei 夏滕磊 | RE | 1 | 30 December 2022 | |
| XIONG Lang 熊浪 | RO | 4 | 16 November 2023 | |
| XIONG Lang 熊浪 | RO | 1 | 02 March 2021 | |
| XIONG Lang 熊浪 | RE | 9 | 28 September 2016 | 12 December 2016 |
| XIONG Lang 熊浪 | RE | 4 | 28 September 2016 | 16 November 2023 |
| XIONG Lang 熊浪 | RO | 9 | 12 December 2016 | |
| XU Muye 徐牧野 | RE | 9 | 02 January 2018 | 30 August 2019 |
| XU Muye 徐牧野 | RE | 4 | 02 January 2018 | 30 August 2019 |
| XU Qiumeng 徐秋梦 | RE | 9 | 19 September 2017 | 10 March 2020 |
| XU Qiumeng 徐秋梦 | RE | 4 | 19 September 2017 | 10 March 2020 |
| XU Yi 徐奕 | RE | 4 | 12 April 2022 | 02 November 2022 |
| XU Yi 徐奕 | RE | 1 | 12 April 2022 | |
| XU Yi 徐奕 | RE | 9 | 12 April 2022 | 02 November 2022 |
| XU Yi 徐奕 | RO | 4 | 02 November 2022 | |
| XU Yi 徐奕 | RO | 9 | 02 November 2022 | |
| YAN Ruoxi 閆若曦 | RE | 9 | 03 March 2017 | 19 September 2018 |
| YAN Ruoxi 閆若曦 | RE | 4 | 03 March 2017 | 19 September 2018 |
| YANG Linli 楊林立 | RE | 9 | 07 November 2019 | 01 January 2022 |
| YANG Linli 楊林立 | RE | 4 | 07 November 2019 | 01 January 2022 |
| YANG Xudong 楊旭棟 | RE | 4 | 01 March 2013 | 15 March 2015 |
| YANG Xudong 楊旭棟 | RE | 9 | 01 March 2013 | 15 March 2015 |
| YAU Canon 邱敬龍 | RE | 9 | 29 August 2017 | 19 January 2018 |
| YAU Canon 邱敬龍 | RE | 4 | 29 August 2017 | 19 January 2018 |
| YE Nan 叶楠 | RE | 1 | 09 June 2022 | |
| YE Nan 叶楠 | RE | 4 | 09 June 2022 | |
| YE Nan 叶楠 | RE | 9 | 09 June 2022 | |
| YIM Wing Yuk 嚴永旭 | RE | 4 | 09 January 2015 | 30 June 2017 |
| YIM Wing Yuk 嚴永旭 | RE | 9 | 09 January 2015 | 30 June 2017 |
| YU Feng 余豐 | RE | 4 | 04 April 2019 | 26 October 2020 |
| YU Feng 余豐 | RE | 9 | 04 April 2019 | 26 October 2020 |
| YUAN Dongyan 袁鶇衍 | RE | 9 | 11 October 2021 | |
| YUAN Dongyan 袁鶇衍 | RE | 4 | 11 October 2021 | |
| YUAN Dongyan 袁鶇衍 | RE | 1 | 11 October 2021 | |
| YUEN Chor Yiu Jason 阮楚堯 | RE | 4 | 12 January 2017 | 06 September 2018 |
| YUEN Chor Yiu Jason 阮楚堯 | RE | 9 | 12 January 2017 | 06 September 2018 |
| ZENG Linli 曾琳荔 | RE | 4 | 11 January 2017 | 24 September 2018 |
| ZENG Linli 曾琳荔 | RE | 9 | 11 January 2017 | 24 September 2018 |
| ZHANG Chao 張超 | RO | 4 | 01 August 2018 | 04 October 2018 |
| ZHANG Chao 張超 | RO | 9 | 01 August 2018 | 04 October 2018 |
| ZHANG Chao 張超 | RE | 9 | 30 October 2012 | 01 August 2018 |
| ZHANG Chao 張超 | RE | 4 | 30 October 2012 | 01 August 2018 |
| ZHANG Juying Jerry 張巨英 | RO | 1 | 02 March 2021 | 31 December 2022 |
| ZHANG Juying Jerry 張巨英 | RO | 9 | 17 September 2015 | 31 December 2022 |
| ZHANG Juying Jerry 張巨英 | RO | 4 | 02 July 2015 | 31 December 2022 |
| ZHANG Juying Jerry 張巨英 | RE | 9 | 02 July 2015 | 17 September 2015 |
| ZHANG Mengjiao 張夢姣 | RE | 9 | 14 September 2017 | 25 November 2019 |
| ZHANG Mengjiao 張夢姣 | RE | 4 | 14 September 2017 | 25 November 2019 |
| ZHANG Shengqiao 張聖橋 | RO | 4 | 19 June 2018 | 18 June 2019 |
| ZHANG Shengqiao 張聖橋 | RO | 9 | 19 June 2018 | 18 June 2019 |
| ZHANG Shengqiao 張聖橋 | RE | 4 | 28 March 2017 | 19 June 2018 |
| ZHANG Shengqiao 張聖橋 | RE | 9 | 28 March 2017 | 19 June 2018 |
| ZHANG Wei 張煒 | RE | 9 | 29 April 2015 | 30 August 2019 |
| ZHANG Wei 張煒 | RO | 4 | 24 March 2015 | 30 August 2019 |
| ZHANG Yumeng 張雨萌 | RE | 9 | 25 March 2020 | |
| ZHANG Yumeng 張雨萌 | RE | 4 | 25 March 2020 | |
| ZHAO Lumiao 趙路苗 | RO | 9 | 15 May 2012 | 06 September 2013 |
| ZHAO Lumiao 趙路苗 | RO | 4 | 15 May 2012 | 06 September 2013 |
| ZHAO Xinyi 趙馨怡 | RE | 4 | 17 January 2014 | 16 July 2021 |
| ZHAO Xinyi 趙馨怡 | RE | 9 | 17 January 2014 | 16 July 2021 |
| ZHOU Jidong 周继东 | RO | 9 | 21 May 2021 | 20 January 2022 |
| ZHOU Jidong 周继东 | RO | 4 | 21 May 2021 | 20 January 2022 |
| ZHOU Jidong 周继东 | RO | 1 | 21 May 2021 | 20 January 2022 |
| ZHOU Jun 周俊 | RE | 4 | 23 April 2019 | |
| ZHOU Jun 周俊 | RE | 9 | 23 April 2019 | |
| ZHOU Tingting 周婷婷 | RE | 9 | 08 November 2013 | 13 August 2022 |
| ZHOU Tingting 周婷婷 | RE | 4 | 08 November 2013 | 13 August 2022 |
| ZHOU Zhiyang 周志陽 | RE | 9 | 08 November 2013 | 19 September 2014 |
| ZHOU Zhiyang 周志陽 | RE | 4 | 08 November 2013 | 19 September 2014 |
| ZHU Qian 朱茜 | RE | 9 | 04 April 2019 | 22 June 2020 |
| ZHU Qian 朱茜 | RE | 4 | 04 April 2019 | 22 June 2020 |
| ZOU Wenjing 鄒文璟 | RO | 9 | 27 January 2022 | 08 August 2022 |
| ZOU Wenjing 鄒文璟 | RO | 4 | 27 January 2022 | |
| ZOU Wenjing 鄒文璟 | RE | 9 | 08 August 2022 | |
| ZOU Wenjing 鄒文璟 | RE | 9 | 29 January 2018 | 27 January 2022 |
| ZOU Wenjing 鄒文璟 | RE | 4 | 13 April 2015 | 27 January 2022 |