SFC Licences of LEE Kin Chung, Alex 李建中
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 08 October 2010 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 08 October 2010 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 24 January 2007 | 08 May 2010 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 24 January 2007 | 08 May 2010 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 24 January 2007 | 08 May 2010 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 7 | 25 April 2003 | 16 June 2003 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 25 April 2003 | 16 June 2003 |
| SG Asset Finance (Hong Kong) Limited | RE | 7 | 25 April 2003 | 16 June 2003 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 25 April 2003 | 16 June 2003 |