SFC Licences of KUAN Bernhard 關弘毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 03 April 2014 | 12 January 2019 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 03 April 2014 | 18 January 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 19 October 2011 | 08 February 2014 |
| Merrill Lynch Far East Limited | RE | 2 | 31 August 2010 | 08 February 2014 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 15 September 2004 | 31 August 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 September 2004 | 08 February 2014 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 | RE | 9 | 05 June 2004 | 06 September 2004 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 | RE | 4 | 12 January 2004 | 06 September 2004 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 | RE | 1 | 14 April 2003 | 06 September 2004 |