SFC Licences of LAU Yin Wing 劉燕穎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HGC Investment Management (HK) Limited 兆瑞資本投資管理(香港)有限公司 | RO | 1 | 11 October 2023 | |
| HGC Investment Management (HK) Limited 兆瑞資本投資管理(香港)有限公司 | RO | 9 | 28 February 2017 | |
| HGC Investment Management (HK) Limited 兆瑞資本投資管理(香港)有限公司 | RO | 4 | 28 February 2017 | |
| KBR Fund Management Limited | RO | 9 | 08 January 2008 | 08 July 2016 |
| KBR Fund Management Limited | RO | 4 | 08 January 2008 | 08 July 2016 |
| KBR Fund Management Limited | RO | 6 | 08 January 2008 | 14 June 2012 |
| CBRE Investment Management (Asia) Limited | RO | 9 | 17 August 2004 | 12 November 2007 |
| CBRE Investment Management (Asia) Limited | RO | 6 | 17 August 2004 | 12 November 2007 |
| CBRE Investment Management (Asia) Limited | RO | 4 | 17 August 2004 | 12 November 2007 |