SFC Licences of NOMURA Kan

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 19 January 2017 03 August 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 19 January 2017 03 August 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 May 2013 16 May 2013
Nomura Futures (Hong Kong) Limited RE 2 08 January 2007 20 July 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 08 January 2007 20 July 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 08 January 2007 20 July 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 08 January 2007 20 July 2009
Nomura Futures (Hong Kong) Limited RE 2 11 March 2004 15 April 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 11 March 2004 15 April 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 11 March 2004 15 April 2004
Nomura Futures (Hong Kong) Limited RE 2 13 May 2003 10 January 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 13 May 2003 10 January 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 13 May 2003 10 January 2004