SFC Licences of TSE Tak Wah 謝德華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 1 | 06 September 2021 | |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 9 | 19 August 2021 | |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 4 | 19 August 2021 | |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 | RO | 9 | 09 April 2008 | 11 February 2021 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 | RO | 4 | 09 April 2008 | 11 February 2021 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 | RE | 9 | 05 December 2007 | 09 April 2008 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 | RE | 4 | 05 December 2007 | 09 April 2008 |
| Argyle Street Management Limited | RO | 9 | 03 May 2006 | 28 November 2007 |
| Argyle Street Management Limited | RE | 4 | 07 December 2004 | 28 November 2007 |
| Argyle Street Management Limited | RE | 9 | 07 December 2004 | 03 May 2006 |
| ICEA Capital Limited 工商東亞融資有限公司 | RE | 6 | 06 June 2003 | 04 October 2004 |