SFC Licenceholders of Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司
- hkcompliance@daiwa-am.com.hk
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHENG Chun Hei 鄭鎮禧 | RE | 9 | 27 July 2017 | 02 August 2020 |
| CHENG Chun Hei 鄭鎮禧 | RE | 4 | 03 August 2012 | 02 August 2020 |
| CHIDA Hiroyuki | RO | 9 | 02 June 2008 | 12 March 2014 |
| CHIDA Hiroyuki | RO | 4 | 02 June 2008 | 12 March 2014 |
| CHOI Allen 蔡國偉 | RE | 9 | 27 August 2010 | 18 December 2017 |
| CHOI Allen 蔡國偉 | RE | 4 | 27 August 2010 | 18 December 2017 |
| CHUNG Shuk Fan 鍾淑芬 | RO | 9 | 30 October 2007 | 14 February 2013 |
| CHUNG Shuk Fan 鍾淑芬 | RO | 4 | 30 October 2007 | 14 February 2013 |
| CHUNG Shuk Fan 鍾淑芬 | RE | 9 | 06 August 2004 | 30 October 2007 |
| CHUNG Shuk Fan 鍾淑芬 | RE | 5 | 06 August 2004 | 10 June 2007 |
| CHUNG Shuk Fan 鍾淑芬 | RE | 4 | 07 July 2004 | 30 October 2007 |
| HASHIMOTO Atsushi 橋本充史 | RO | 4 | 12 May 2016 | 15 September 2021 |
| HASHIMOTO Atsushi 橋本充史 | RO | 9 | 12 May 2016 | 09 June 2021 |
| KOH Boon Huat, John Charles 許文法 | RO | 9 | 29 November 2004 | 10 June 2007 |
| KOH Boon Huat, John Charles 許文法 | RO | 5 | 29 November 2004 | 10 June 2007 |
| KOH Boon Huat, John Charles 許文法 | RO | 4 | 29 November 2004 | 10 June 2007 |
| KOH Boon Huat, John Charles 許文法 | RE | 9 | 01 April 2003 | 29 November 2004 |
| KOH Boon Huat, John Charles 許文法 | RE | 5 | 01 April 2003 | 29 November 2004 |
| KOH Boon Huat, John Charles 許文法 | RE | 4 | 01 April 2003 | 29 November 2004 |
| KOH Boon Huat, John Charles 許文法 | RE | 6 | 01 April 2003 | 15 July 2004 |
| KUROKI Akira | RO | 4 | 06 March 2019 | 31 October 2022 |
| KUROKI Akira | RO | 9 | 06 March 2019 | 09 June 2021 |
| KUROKI Akira | RE | 9 | 22 January 2018 | 06 March 2019 |
| KUROKI Akira | RE | 4 | 22 January 2018 | 06 March 2019 |
| KWONG Shung Chi, Jeffrey 鄺崇智 | RE | 9 | 23 July 2018 | 27 February 2021 |
| KWONG Shung Chi, Jeffrey 鄺崇智 | RE | 4 | 22 June 2018 | 27 February 2021 |
| LAI Kwok Leung 黎國樑 | RE | 9 | 05 September 2007 | 01 May 2010 |
| LAI Kwok Leung 黎國樑 | RE | 4 | 02 August 2007 | 01 May 2010 |
| LAI Siu Ha 黎少霞 | RO | 4 | 19 August 2021 | 30 November 2022 |
| LAI Siu Ha 黎少霞 | RE | 9 | 11 May 2010 | 09 June 2021 |
| LAI Siu Ha 黎少霞 | RE | 4 | 06 May 2010 | 19 August 2021 |
| LEE Ching-ju 李靜如 | RE | 9 | 06 March 2008 | 06 August 2010 |
| LEE Ching-ju 李靜如 | RE | 4 | 06 March 2008 | 06 August 2010 |
| LEE Eric 李灝維 | RE | 4 | 07 July 2009 | 23 November 2016 |
| LIU Lai Kuen, Linda 廖麗娟 | RO | 9 | 07 August 2007 | 01 November 2007 |
| LIU Lai Kuen, Linda 廖麗娟 | RE | 9 | 08 March 2007 | 07 August 2007 |
| LIU Lai Kuen, Linda 廖麗娟 | RE | 5 | 15 March 2006 | 10 June 2007 |
| LIU Lai Kuen, Linda 廖麗娟 | RO | 4 | 23 January 2006 | 01 November 2007 |
| LIU Lai Kuen, Linda 廖麗娟 | RE | 4 | 29 September 2005 | 23 January 2006 |
| LIU Lai Kuen, Linda 廖麗娟 | RO | 4 | 16 February 2005 | 29 September 2005 |
| LIU Lai Kuen, Linda 廖麗娟 | RE | 9 | 29 December 2004 | 29 June 2005 |
| LIU Lai Kuen, Linda 廖麗娟 | RE | 5 | 29 December 2004 | 29 June 2005 |
| LIU Lai Kuen, Linda 廖麗娟 | RE | 4 | 16 November 2004 | 16 February 2005 |
| LO Ming Ho 盧名豪 | RE | 9 | 09 June 2010 | 01 June 2012 |
| LO Ming Ho 盧名豪 | RE | 4 | 09 June 2010 | 01 June 2012 |
| MASUZAWA Kenichiro | RE | 6 | 01 April 2003 | 05 May 2004 |
| MASUZAWA Kenichiro | RE | 9 | 01 April 2003 | 05 May 2004 |
| MASUZAWA Kenichiro | RE | 4 | 01 April 2003 | 05 May 2004 |
| MASUZAWA Kenichiro | RE | 5 | 01 April 2003 | 05 May 2004 |
| NAGAI Hideki 永井秀樹 | RE | 9 | 24 July 2009 | 01 August 2011 |
| NAGAI Hideki 永井秀樹 | RE | 4 | 24 July 2009 | 01 August 2011 |
| NAGASAWA Yo 長澤陽 | RE | 4 | 12 January 2011 | 21 November 2012 |
| NUNOMURA Yukio | RE | 4 | 11 July 2012 | 14 December 2016 |
| OKADA Masakatsu | RE | 4 | 12 January 2011 | 01 May 2012 |
| OZAKI Tadayuki 尾崎忠行 | RO | 9 | 12 November 2013 | 05 September 2016 |
| OZAKI Tadayuki 尾崎忠行 | RO | 4 | 12 November 2013 | 05 September 2016 |
| SONG Xiukui 宋秀魁 | RO | 9 | 12 August 2013 | 14 July 2017 |
| SONG Xiukui 宋秀魁 | RO | 4 | 12 August 2013 | 14 July 2017 |
| SONG Xiukui 宋秀魁 | RE | 4 | 25 April 2013 | 12 August 2013 |
| SONG Xiukui 宋秀魁 | RE | 9 | 25 April 2013 | 12 August 2013 |
| SZETO Fong Wa, Jenny 司徒芳華 | RE | 9 | 18 February 2008 | 28 February 2013 |
| SZETO Fong Wa, Jenny 司徒芳華 | RE | 4 | 18 February 2008 | 28 February 2013 |
| TAHARA Atsushi | RO | 9 | 01 April 2003 | 01 July 2008 |
| TAHARA Atsushi | RO | 4 | 01 April 2003 | 01 July 2008 |
| TAHARA Atsushi | RO | 5 | 01 April 2003 | 10 June 2007 |
| TAHARA Atsushi | RO | 1 | 01 April 2003 | 29 November 2004 |
| TANG Chung Hei 鄧棕熙 | RE | 9 | 08 February 2018 | 09 June 2021 |
| TANG Chung Hei 鄧棕熙 | RE | 4 | 25 January 2017 | 14 October 2022 |
| TSE Chung Yan 謝頌恩 | RE | 9 | 09 October 2008 | 06 January 2009 |
| TSE Chung Yan 謝頌恩 | RE | 4 | 09 October 2008 | 06 January 2009 |
| TSE Tak Wah 謝德華 | RO | 9 | 09 April 2008 | 11 February 2021 |
| TSE Tak Wah 謝德華 | RO | 4 | 09 April 2008 | 11 February 2021 |
| TSE Tak Wah 謝德華 | RE | 9 | 05 December 2007 | 09 April 2008 |
| TSE Tak Wah 謝德華 | RE | 4 | 05 December 2007 | 09 April 2008 |
| WAN Qing 萬青 | RE | 9 | 06 May 2008 | 31 December 2008 |
| WAN Qing 萬青 | RE | 4 | 19 April 2007 | 31 December 2008 |
| WILKINS Nigel Phillip | RE | 4 | 27 March 2006 | 05 April 2007 |
| WONG Hoi Ming 黃凱銘 | RE | 4 | 01 November 2018 | 14 October 2022 |
| WONG Hoi Ming 黃凱銘 | RE | 9 | 01 November 2018 | 09 June 2021 |
| WONG Siu Lun 黃兆麟 | RE | 4 | 08 October 2008 | 10 November 2011 |
| XING Xiaoyu 邢小羽 | RE | 9 | 08 February 2018 | 11 February 2021 |
| XING Xiaoyu 邢小羽 | RE | 4 | 23 May 2013 | 11 February 2021 |
| YUMOTO Tatsuya | RE | 9 | 11 November 2011 | 21 April 2012 |
| YUMOTO Tatsuya | RE | 4 | 11 November 2011 | 21 April 2012 |