SFC Licences of CHOY Wing Sze, Rose 蔡永思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Conning Asia Pacific Limited 康利亞太有限公司 | RE | 9 | 01 August 2019 | 15 July 2021 |
Conning Asia Pacific Limited 康利亞太有限公司 | RE | 4 | 01 August 2019 | 15 July 2021 |
Conning Asia Pacific Limited 康利亞太有限公司 | RE | 1 | 01 August 2019 | 15 July 2021 |
Antai Securities Limited 安泰證券有限公司 | RO | 9 | 07 March 2018 | 30 June 2019 |
Antai Securities Limited 安泰證券有限公司 | RO | 4 | 17 March 2017 | 30 June 2019 |
Antai Securities Limited 安泰證券有限公司 | RO | 1 | 17 March 2017 | 30 June 2019 |
Phalanx Capital Management Hong Kong Limited | RE | 9 | 20 August 2009 | 16 September 2009 |
TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 | RE | 5 | 11 June 2004 | 26 November 2004 |
TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 | RE | 9 | 26 May 2003 | 26 November 2004 |