SFC Licences of CHOY Wing Sze, Rose 蔡永思

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Conning Asia Pacific Limited 康利亞太有限公司 RE 9 01 August 2019 15 July 2021
Conning Asia Pacific Limited 康利亞太有限公司 RE 4 01 August 2019 15 July 2021
Conning Asia Pacific Limited 康利亞太有限公司 RE 1 01 August 2019 15 July 2021
Antai Securities Limited 安泰證券有限公司 RO 9 07 March 2018 30 June 2019
Antai Securities Limited 安泰證券有限公司 RO 4 17 March 2017 30 June 2019
Antai Securities Limited 安泰證券有限公司 RO 1 17 March 2017 30 June 2019
Phalanx Capital Management Hong Kong Limited RE 9 20 August 2009 16 September 2009
TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 RE 5 11 June 2004 26 November 2004
TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 RE 9 26 May 2003 26 November 2004