SFC Licenceholders of Conning Asia Pacific Limited 康利亞太有限公司
- hkcompliance@conning.com
- Website
- www.conning.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Chun Wah 陳俊華 | RE | 4 | 09 December 2020 | |
| CHAN Chun Wah 陳俊華 | RE | 9 | 23 November 2020 | |
| CHAN Chun Wah 陳俊華 | RE | 1 | 23 November 2020 | |
| CHAN Pui Yin 陳沛言 | RE | 9 | 14 September 2020 | 17 October 2022 |
| CHAN Pui Yin 陳沛言 | RE | 4 | 05 October 2020 | 17 October 2022 |
| CHAN Pui Yin 陳沛言 | RE | 1 | 05 October 2020 | 17 October 2022 |
| CHAN Tsun 陳浚 | RE | 9 | 17 September 2018 | 12 December 2018 |
| CHAN Tsun 陳浚 | RE | 4 | 17 September 2018 | 12 December 2018 |
| CHAN Tsun 陳浚 | RE | 1 | 17 September 2018 | 12 December 2018 |
| CHANG Shik Fen | RE | 9 | 10 July 2020 | 05 October 2020 |
| CHANG Shik Fen | RE | 4 | 10 July 2020 | 05 October 2020 |
| CHANG Shik Fen | RE | 1 | 10 July 2020 | 05 October 2020 |
| CHAO Yu-Hsuan | RE | 9 | 16 June 2023 | |
| CHAO Yu-Hsuan | RE | 4 | 16 June 2023 | |
| CHAO Yu-Hsuan | RE | 1 | 16 June 2023 | |
| CHEN Ting Yu 陳亭妤 | RE | 9 | 10 May 2021 | 29 December 2021 |
| CHEN Ting Yu 陳亭妤 | RE | 4 | 10 May 2021 | 29 December 2021 |
| CHEN Ting Yu 陳亭妤 | RE | 1 | 10 May 2021 | 29 December 2021 |
| CHIA Lik Han 謝力衡 | RE | 1 | 05 June 2015 | 19 April 2022 |
| CHIA Lik Han 謝力衡 | RE | 9 | 05 June 2015 | 19 April 2022 |
| CHIA Lik Han 謝力衡 | RE | 4 | 05 June 2015 | 19 April 2022 |
| CHOY Wing Sze, Rose 蔡永思 | RE | 1 | 01 August 2019 | 15 July 2021 |
| CHOY Wing Sze, Rose 蔡永思 | RE | 9 | 01 August 2019 | 15 July 2021 |
| CHOY Wing Sze, Rose 蔡永思 | RE | 4 | 01 August 2019 | 15 July 2021 |
| CHUI Wing Hong 徐詠康 | RE | 9 | 26 February 2014 | 25 February 2015 |
| CHUI Wing Hong 徐詠康 | RE | 4 | 26 February 2014 | 25 February 2015 |
| CHUI Wing Hong 徐詠康 | RE | 1 | 26 February 2014 | 25 February 2015 |
| CHUNG Ka Yu Gary 鍾家裕 | RE | 1 | 21 February 2022 | 03 March 2022 |
| CHUNG Ka Yu Gary 鍾家裕 | RE | 4 | 21 February 2022 | 03 March 2022 |
| CHUNG Ka Yu Gary 鍾家裕 | RE | 9 | 21 February 2022 | 03 March 2022 |
| CHUNG Soon Hyung | RO | 1 | 04 November 2021 | 29 September 2022 |
| CHUNG Soon Hyung | RO | 4 | 04 November 2021 | 29 September 2022 |
| CHUNG Soon Hyung | RO | 9 | 04 November 2021 | 29 September 2022 |
| CHUNG Soon Hyung | RE | 9 | 03 October 2018 | 04 November 2021 |
| CHUNG Soon Hyung | RE | 4 | 03 October 2018 | 04 November 2021 |
| CHUNG Soon Hyung | RE | 1 | 03 October 2018 | 04 November 2021 |
| COULOMBIE Edouard Pierre Alfred | RE | 9 | 21 July 2015 | 16 June 2017 |
| COULOMBIE Edouard Pierre Alfred | RE | 4 | 21 July 2015 | 16 June 2017 |
| COULOMBIE Edouard Pierre Alfred | RE | 1 | 21 July 2015 | 16 June 2017 |
| DONG Fangyuan 董芳源 | RE | 9 | 12 February 2019 | 29 July 2019 |
| DONG Fangyuan 董芳源 | RE | 4 | 12 February 2019 | 29 July 2019 |
| DONG Fangyuan 董芳源 | RE | 1 | 12 February 2019 | 29 July 2019 |
| DONG Mei 董梅 | RE | 4 | 26 September 2023 | |
| DONG Mei 董梅 | RE | 1 | 26 September 2023 | |
| DONG Mei 董梅 | RE | 9 | 26 September 2023 | |
| FISHER Jeffery Michael | RO | 9 | 24 February 2012 | 14 August 2012 |
| FISHER Jeffery Michael | RO | 4 | 24 February 2012 | 14 August 2012 |
| FISHER Jeffery Michael | RO | 1 | 24 February 2012 | 14 August 2012 |
| FRANKLIN Marc Richard | RE | 1 | 18 August 2015 | 11 March 2019 |
| FRANKLIN Marc Richard | RE | 4 | 18 August 2015 | 11 March 2019 |
| FRANKLIN Marc Richard | RE | 9 | 18 August 2015 | 11 March 2019 |
| HO Stephanie 何羽 | RE | 4 | 26 October 2016 | 22 April 2018 |
| HO Stephanie 何羽 | RE | 1 | 26 October 2016 | 22 April 2018 |
| HO Tsz Yeung 何子洋 | RE | 9 | 29 August 2018 | 31 July 2019 |
| HO Tsz Yeung 何子洋 | RE | 4 | 29 August 2018 | 31 July 2019 |
| HO Tsz Yeung 何子洋 | RE | 1 | 29 August 2018 | 31 July 2019 |
| HUANG Hsiu Mei 黃修梅 | RO | 1 | 29 November 2022 | |
| HUANG Hsiu Mei 黃修梅 | RE | 1 | 30 September 2022 | 29 November 2022 |
| HUANG Hsiu Mei 黃修梅 | RE | 4 | 30 September 2022 | 29 November 2022 |
| HUANG Hsiu Mei 黃修梅 | RO | 9 | 29 December 2022 | |
| HUANG Hsiu Mei 黃修梅 | RO | 4 | 29 November 2022 | |
| HUI Wei Ming 許慧明 | RE | 4 | 27 August 2012 | 31 January 2021 |
| HUI Wei Ming 許慧明 | RE | 9 | 27 August 2012 | 31 January 2021 |
| HUI Wei Ming 許慧明 | RE | 1 | 27 August 2012 | 31 January 2021 |
| HUNG Yi Leung 洪宜良 | RE | 4 | 19 August 2013 | 17 October 2015 |
| JI Yanyan 紀艷艷 | RE | 1 | 18 February 2016 | 31 May 2016 |
| JI Yanyan 紀艷艷 | RE | 4 | 18 February 2016 | 31 May 2016 |
| KAY Nigel Timothy | RO | 9 | 24 February 2012 | 19 June 2012 |
| KAY Nigel Timothy | RO | 4 | 24 February 2012 | 19 June 2012 |
| KAY Nigel Timothy | RO | 1 | 24 February 2012 | 19 June 2012 |
| KIM Joon Young | RE | 9 | 01 September 2021 | 07 January 2022 |
| KIM Joon Young | RE | 4 | 17 August 2018 | 07 January 2022 |
| KIM Joon Young | RE | 1 | 17 August 2018 | 07 January 2022 |
| KIM Jundeok | RE | 4 | 03 April 2017 | 14 May 2021 |
| KIM Jundeok | RE | 1 | 03 April 2017 | 14 May 2021 |
| KOH Chee Sin | RE | 4 | 06 October 2017 | 30 December 2021 |
| KOH Chee Sin | RE | 1 | 06 October 2017 | 30 December 2021 |
| KOH Chee Sin | RE | 9 | 06 October 2017 | 30 December 2021 |
| KONYN Mark | RO | 9 | 06 June 2012 | 10 July 2015 |
| KONYN Mark | RO | 4 | 06 June 2012 | 10 July 2015 |
| KONYN Mark | RO | 1 | 06 June 2012 | 10 July 2015 |
| KONYN Mark | RE | 9 | 30 May 2012 | 06 June 2012 |
| KONYN Mark | RE | 4 | 30 May 2012 | 06 June 2012 |
| KONYN Mark | RE | 1 | 30 May 2012 | 06 June 2012 |
| KRATZ Bo Rolf Anders | RO | 9 | 16 February 2016 | 29 November 2021 |
| KRATZ Bo Rolf Anders | RO | 4 | 16 February 2016 | 29 November 2021 |
| KRATZ Bo Rolf Anders | RO | 1 | 16 February 2016 | 29 November 2021 |
| KWAN Jonathan Tai Hin 關大憲 | RE | 1 | 05 March 2019 | 21 August 2023 |
| KWAN Jonathan Tai Hin 關大憲 | RE | 9 | 21 August 2017 | 21 August 2023 |
| KWAN Jonathan Tai Hin 關大憲 | RE | 4 | 11 March 2013 | 21 August 2023 |
| LAI Chun Yin, Antony 黎進賢 | RO | 9 | 28 September 2016 | 07 July 2017 |
| LAI Chun Yin, Antony 黎進賢 | RO | 4 | 28 September 2016 | 07 July 2017 |
| LAI Chun Yin, Antony 黎進賢 | RO | 1 | 28 September 2016 | 07 July 2017 |
| LAI Chun Yin, Antony 黎進賢 | RE | 9 | 09 December 2014 | 28 September 2016 |
| LAI Chun Yin, Antony 黎進賢 | RE | 4 | 09 December 2014 | 28 September 2016 |
| LAI Chun Yin, Antony 黎進賢 | RE | 1 | 09 December 2014 | 28 September 2016 |
| LAM Britney Maria 林詠詩 | RE | 1 | 02 January 2013 | 24 April 2015 |
| LAM Britney Maria 林詠詩 | RE | 4 | 02 January 2013 | 24 April 2015 |
| LAM Britney Maria 林詠詩 | RE | 9 | 02 January 2013 | 24 April 2015 |
| LAM Chun Wai Agnes 林臻蔚 | RE | 9 | 11 July 2022 | 13 March 2024 |
| LAM Chun Wai Agnes 林臻蔚 | RE | 1 | 11 July 2022 | 13 March 2024 |
| LAM Chun Wai Agnes 林臻蔚 | RE | 4 | 11 July 2022 | 13 March 2024 |
| LAM Kam Yuen, Ronald 林錦源 | RE | 1 | 09 March 2022 | 16 September 2022 |
| LAM Kam Yuen, Ronald 林錦源 | RE | 4 | 09 March 2022 | 16 September 2022 |
| LEE Jae Ho 李宰昊 | RE | 1 | 06 June 2016 | 07 July 2017 |
| LEE Jae Ho 李宰昊 | RE | 9 | 06 June 2016 | 07 July 2017 |
| LEE Jae Ho 李宰昊 | RE | 4 | 06 June 2016 | 07 July 2017 |
| LEE Ka Yen Ronald 李家炘 | RE | 1 | 05 September 2012 | 12 December 2014 |
| LEE Ka Yen Ronald 李家炘 | RE | 4 | 05 September 2012 | 12 December 2014 |
| LEE Ka Yen Ronald 李家炘 | RE | 9 | 05 September 2012 | 12 December 2014 |
| LI Bo 李博 | RE | 1 | 05 October 2020 | 31 December 2020 |
| LI Bo 李博 | RE | 9 | 14 September 2020 | 31 December 2020 |
| LI Bo 李博 | RE | 4 | 14 September 2020 | 31 December 2020 |
| LI Xinyi 李心怡 | RE | 4 | 01 June 2016 | 01 March 2018 |
| LI Xinyi 李心怡 | RE | 1 | 01 June 2016 | 01 March 2018 |
| LI Zhao Ying Nora 李昭瑩 | RE | 4 | 27 April 2015 | 14 October 2016 |
| LIN Chih-Yuan 林志遠 | RE | 1 | 29 January 2013 | 01 April 2014 |
| LIN Chih-Yuan 林志遠 | RE | 4 | 09 October 2012 | 01 April 2014 |
| LIN Chih-Yuan 林志遠 | RE | 9 | 29 January 2013 | 01 April 2014 |
| LIN Hang | RE | 1 | 09 September 2022 | |
| LIN Hang | RE | 4 | 09 September 2022 | |
| LIN Hang | RE | 9 | 09 September 2022 | |
| LIU En-Ting 劉恩廷 | RE | 9 | 26 October 2017 | |
| LIU En-Ting 劉恩廷 | RE | 1 | 26 October 2017 | |
| LIU En-Ting 劉恩廷 | RE | 4 | 26 October 2017 | |
| LIU Hao 刘昊 | RE | 1 | 10 August 2018 | 27 August 2021 |
| LIU Hao 刘昊 | RE | 4 | 10 August 2018 | 27 August 2021 |
| LIU Yen-Ting 劉彥廷 | RE | 9 | 21 September 2022 | 08 September 2023 |
| LIU Yen-Ting 劉彥廷 | RE | 4 | 21 September 2022 | 08 September 2023 |
| LIU Yen-Ting 劉彥廷 | RE | 1 | 21 September 2022 | 08 September 2023 |
| LIU Yitao 劉一濤 | RE | 1 | 22 November 2021 | |
| LIU Yitao 劉一濤 | RE | 4 | 22 November 2021 | |
| MATSON Timothy Thomas | RO | 9 | 14 August 2012 | 11 September 2013 |
| MATSON Timothy Thomas | RO | 4 | 14 August 2012 | 11 September 2013 |
| MATSON Timothy Thomas | RO | 1 | 14 August 2012 | 11 September 2013 |
| NG Tsz Wing 吳梓榮 | RE | 4 | 19 April 2013 | 10 October 2014 |
| NGAI Chi Sheng 倪智承 | RE | 1 | 19 April 2016 | 08 October 2021 |
| NGAI Chi Sheng 倪智承 | RE | 4 | 19 April 2016 | 08 October 2021 |
| NGAI Chi Sheng 倪智承 | RE | 9 | 19 April 2016 | 08 October 2021 |
| QI Chengyu 祁承毓 | RE | 9 | 06 November 2017 | 01 June 2018 |
| QI Chengyu 祁承毓 | RE | 4 | 06 November 2017 | 01 June 2018 |
| SANDHU Palbinder | RO | 1 | 27 November 2018 | 25 January 2019 |
| SANDHU Palbinder | RO | 4 | 27 November 2018 | 25 January 2019 |
| SANDHU Palbinder | RO | 9 | 27 November 2018 | 25 January 2019 |
| SANDHU Palbinder | RE | 9 | 18 October 2017 | 27 November 2018 |
| SANDHU Palbinder | RE | 4 | 28 August 2012 | 27 November 2018 |
| SANDHU Palbinder | RE | 1 | 28 August 2012 | 27 November 2018 |
| SANYAL Bratindra Saran | RO | 9 | 27 September 2013 | 16 March 2018 |
| SANYAL Bratindra Saran | RO | 1 | 27 September 2013 | 16 March 2018 |
| SANYAL Bratindra Saran | RO | 4 | 27 September 2013 | 16 March 2018 |
| SANYAL Bratindra Saran | RE | 9 | 01 August 2012 | 27 September 2013 |
| SANYAL Bratindra Saran | RE | 4 | 01 August 2012 | 27 September 2013 |
| SANYAL Bratindra Saran | RE | 1 | 01 August 2012 | 27 September 2013 |
| SHARMA Nipun | RE | 4 | 05 September 2012 | 11 May 2018 |
| SHARMA Nipun | RE | 9 | 29 October 2012 | 11 May 2018 |
| SHARMA Nipun | RE | 1 | 29 October 2012 | 11 May 2018 |
| SIU Katie Yee Kay 蕭綺琪 | RE | 1 | 18 March 2016 | 21 January 2022 |
| TJIANG Man Kin 張文健 | RO | 9 | 01 June 2020 | 30 April 2022 |
| TJIANG Man Kin 張文健 | RO | 4 | 01 June 2020 | 30 April 2022 |
| TJIANG Man Kin 張文健 | RO | 1 | 01 June 2020 | 30 April 2022 |
| TJIANG Man Kin 張文健 | RE | 1 | 18 December 2019 | 01 June 2020 |
| TJIANG Man Kin 張文健 | RE | 9 | 01 November 2019 | 01 June 2020 |
| TJIANG Man Kin 張文健 | RE | 4 | 01 November 2019 | 01 June 2020 |
| TSAI Tsung-An 蔡宗岸 | RO | 1 | 08 September 2022 | 25 June 2023 |
| TSAI Tsung-An 蔡宗岸 | RO | 9 | 08 September 2022 | 25 June 2023 |
| TSAI Tsung-An 蔡宗岸 | RE | 9 | 14 June 2022 | 08 September 2022 |
| TSAI Tsung-An 蔡宗岸 | RE | 4 | 14 June 2022 | 08 September 2022 |
| TSAI Tsung-An 蔡宗岸 | RE | 1 | 14 June 2022 | 08 September 2022 |
| TSAI Tsung-An 蔡宗岸 | RO | 4 | 08 September 2022 | 25 June 2023 |
| TSE Koon Nang, Colin 謝貫能 | RO | 1 | 29 September 2016 | 23 November 2018 |
| TSE Koon Nang, Colin 謝貫能 | RO | 4 | 29 September 2016 | 23 November 2018 |
| TSE Koon Nang, Colin 謝貫能 | RO | 9 | 29 September 2016 | 23 November 2018 |
| TSE Koon Nang, Colin 謝貫能 | RE | 4 | 28 January 2013 | 29 September 2016 |
| TSE Koon Nang, Colin 謝貫能 | RE | 1 | 28 January 2013 | 29 September 2016 |
| WADHWA Sundeep | RO | 9 | 22 July 2015 | 14 December 2016 |
| WADHWA Sundeep | RO | 4 | 22 July 2015 | 14 December 2016 |
| WADHWA Sundeep | RO | 1 | 22 July 2015 | 14 December 2016 |
| WADHWA Sundeep | RO | 9 | 24 February 2012 | 04 September 2012 |
| WADHWA Sundeep | RO | 4 | 24 February 2012 | 04 September 2012 |
| WADHWA Sundeep | RO | 1 | 24 February 2012 | 04 September 2012 |
| WALEED-IRFAN-BHATTI - | RE | 4 | 02 October 2019 | 11 November 2021 |
| WALEED-IRFAN-BHATTI - | RE | 1 | 02 October 2019 | 11 November 2021 |
| WALEED-IRFAN-BHATTI - | RE | 9 | 02 October 2019 | 11 November 2021 |
| WANG Huiming 王慧明 | RE | 4 | 19 April 2013 | 12 August 2013 |
| WANG Yuan Yuan 王源遠 | RE | 9 | 06 December 2021 | 01 August 2022 |
| WANG Yuan Yuan 王源遠 | RE | 4 | 06 December 2021 | 01 August 2022 |
| WANG Yuan Yuan 王源遠 | RE | 1 | 06 December 2021 | 01 August 2022 |
| WANG Yumeng 王雨萌 | RE | 9 | 08 August 2017 | 24 November 2017 |
| WANG Yumeng 王雨萌 | RE | 4 | 08 August 2017 | 24 November 2017 |
| WU Hua-Chang 吳樺昌 | RE | 1 | 05 June 2023 | 03 July 2023 |
| WU Hua-Chang 吳樺昌 | RE | 4 | 05 June 2023 | 03 July 2023 |
| WU Hua-Chang 吳樺昌 | RE | 9 | 05 June 2023 | 03 July 2023 |
| WU Hua-Chang 吳樺昌 | RO | 1 | 03 July 2023 | |
| WU Hua-Chang 吳樺昌 | RO | 4 | 03 July 2023 | |
| WU Hua-Chang 吳樺昌 | RO | 9 | 03 July 2023 | |
| WU Hua-Chang 吳樺昌 | RE | 9 | 26 October 2017 | 15 October 2020 |
| WU Hua-Chang 吳樺昌 | RE | 1 | 26 October 2017 | 15 October 2020 |
| WU Hua-Chang 吳樺昌 | RE | 4 | 26 October 2017 | 15 October 2020 |
| WU Mengqi 吳梦琦 | RE | 4 | 26 January 2021 | 21 February 2022 |
| WU Mengqi 吳梦琦 | RE | 9 | 26 January 2021 | 21 February 2022 |
| WU Mengqi 吳梦琦 | RE | 1 | 02 February 2021 | 21 February 2022 |
| WU Tin Long | RE | 9 | 22 August 2022 | |
| WU Tin Long | RE | 4 | 22 August 2022 | |
| WU Tin Long | RE | 1 | 22 August 2022 | |
| YANG Jae Kyoo 梁在奎 | RE | 4 | 11 July 2018 | 15 November 2019 |
| YANG Jae Kyoo 梁在奎 | RE | 1 | 11 July 2018 | 15 November 2019 |
| YANG Jae Kyoo 梁在奎 | RE | 9 | 11 July 2018 | 15 November 2019 |
| YANG Jae Kyoo 梁在奎 | RE | 1 | 23 February 2015 | 07 July 2017 |
| YANG Jae Kyoo 梁在奎 | RE | 4 | 23 February 2015 | 07 July 2017 |
| YANG Jae Kyoo 梁在奎 | RE | 9 | 23 February 2015 | 07 July 2017 |
| YANG Xiaojing 楊曉靜 | RO | 9 | 26 April 2022 | |
| YANG Xiaojing 楊曉靜 | RO | 4 | 01 June 2020 | |
| YANG Xiaojing 楊曉靜 | RO | 1 | 01 June 2020 | |
| YANG Xiaojing 楊曉靜 | RE | 1 | 03 January 2017 | 01 June 2020 |
| YANG Xiaojing 楊曉靜 | RE | 4 | 03 January 2017 | 01 June 2020 |
| YANG Yang 楊阳 | RE | 1 | 19 May 2014 | 07 July 2017 |
| YANG Yang 楊阳 | RE | 4 | 19 May 2014 | 07 July 2017 |
| YANG Yang 楊阳 | RE | 9 | 19 May 2014 | 07 July 2017 |
| YAU Chun Hei 丘俊晞 | RE | 9 | 16 October 2017 | 09 December 2022 |
| YAU Chun Hei 丘俊晞 | RE | 4 | 16 October 2017 | 09 December 2022 |
| YAU Chun Hei 丘俊晞 | RE | 1 | 16 October 2017 | 09 December 2022 |
| YEO Siew Mee 楊秀媚 | RO | 1 | 31 May 2018 | 30 July 2021 |
| YEO Siew Mee 楊秀媚 | RO | 4 | 31 May 2018 | 30 July 2021 |
| YEO Siew Mee 楊秀媚 | RO | 9 | 31 May 2018 | 30 July 2021 |
| YEO Siew Mee 楊秀媚 | RE | 1 | 23 October 2015 | 31 May 2018 |
| YEO Siew Mee 楊秀媚 | RE | 9 | 23 October 2015 | 31 May 2018 |
| YEO Siew Mee 楊秀媚 | RE | 4 | 23 October 2015 | 31 May 2018 |
| YIM Chun Wah 嚴雋華 | RO | 1 | 04 November 2021 | 12 August 2022 |
| YIM Chun Wah 嚴雋華 | RE | 1 | 19 July 2012 | 04 November 2021 |
| ZHAO Shuo 趙碩 | RE | 4 | 08 April 2015 | 05 September 2015 |
| ZHAO Shuo 趙碩 | RE | 1 | 08 April 2015 | 05 September 2015 |
| ZHAO Xiaorui 趙曉睿 | RE | 1 | 25 April 2019 | 26 September 2019 |
| ZHAO Xiaorui 趙曉睿 | RE | 4 | 25 April 2019 | 26 September 2019 |
| ZHENG Qinhong 鄭欽鴻 | RE | 4 | 10 January 2014 | 12 October 2017 |
| ZHU Cai 諸偲 | RE | 1 | 25 July 2023 | |
| ZHU Cai 諸偲 | RE | 4 | 25 July 2023 | |
| ZHU Cai 諸偲 | RE | 9 | 25 July 2023 | |
| ZHU Xiaodan 朱曉丹 | RE | 1 | 06 December 2019 | |
| ZHU Xiaodan 朱曉丹 | RE | 4 | 06 December 2019 |