SFC Licences of CHEN Richard Chi-sheng 陳其盛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RO 6 28 May 2018 01 October 2018
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 RO 6 28 May 2018 01 October 2018
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RO 2 21 February 2018 01 October 2018
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RO 4 01 July 2016 01 October 2018
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RO 1 01 July 2016 01 October 2018
Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 RO 9 17 December 2013 01 October 2018
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 RO 1 13 May 2013 01 October 2018
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RO 1 19 March 2012 30 June 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RO 4 19 March 2012 30 June 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RO 1 19 March 2012 30 June 2016
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 01 March 2012 19 March 2012
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 01 March 2012 19 March 2012
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 March 2012 19 March 2012
FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 RO 9 24 December 2009 31 December 2011
FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 RO 4 24 December 2009 31 December 2011
FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 RO 1 24 December 2009 31 December 2011
Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 RO 9 25 October 2007 31 December 2011
Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 RO 4 25 October 2007 31 December 2011
Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 RO 1 25 October 2007 31 December 2011
Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 RE 9 10 August 2007 25 October 2007
Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 RE 4 10 August 2007 25 October 2007
Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 RE 1 10 August 2007 25 October 2007