SFC Licences of LI Yuk Fong Sendy 李玉芳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 15 June 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 15 June 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 September 2014 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 September 2014 | 02 October 2017 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 4 | 26 August 2013 | 22 August 2014 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 1 | 26 August 2013 | 22 August 2014 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 19 January 2006 | 06 November 2013 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 4 | 08 July 2004 | 10 January 2006 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 14 August 2003 | 06 July 2004 |