SFC Licences of KAO Hsien-Kuang 高顯光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
First Securities (HK) Limited 第一證券(香港)有限公司 | RO | 9 | 03 August 2009 | |
First Securities (HK) Limited 第一證券(香港)有限公司 | RO | 1 | 30 September 2004 | |
First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 9 | 09 September 2003 | 30 September 2004 |
First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 6 | 09 September 2003 | 30 September 2004 |
First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 09 September 2003 | 30 September 2004 |
First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 4 | 09 September 2003 | 30 August 2004 |