SFC Licences of KAO Hsien-Kuang 高顯光

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Securities (HK) Limited 第一證券(香港)有限公司 RO 9 03 August 2009
First Securities (HK) Limited 第一證券(香港)有限公司 RO 1 30 September 2004
First Securities (HK) Limited 第一證券(香港)有限公司 RE 9 09 September 2003 30 September 2004
First Securities (HK) Limited 第一證券(香港)有限公司 RE 6 09 September 2003 30 September 2004
First Securities (HK) Limited 第一證券(香港)有限公司 RE 1 09 September 2003 30 September 2004
First Securities (HK) Limited 第一證券(香港)有限公司 RE 4 09 September 2003 30 August 2004