SFC Licences of SHIMADA Satomi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RE | 9 | 30 April 2018 | 31 October 2018 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RE | 4 | 30 April 2018 | 31 October 2018 |
| Rockhampton Management (Hong Kong) Limited | RO | 9 | 24 June 2005 | 26 January 2011 |
| Doric Capital Corporation 多利資本有限公司 | RE | 5 | 02 December 2003 | 24 June 2005 |
| Doric Capital Corporation 多利資本有限公司 | RE | 9 | 09 July 2003 | 24 June 2005 |
| Doric Capital Corporation 多利資本有限公司 | RE | 4 | 09 July 2003 | 24 June 2005 |