SFC Licences of LO Chi Man 羅志文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AAA Securities Co. Limited | RO | 1 | 10 May 2018 | |
| Cepa Alliance Securities Limited 世博證券有限公司 | RE | 1 | 07 February 2005 | 08 August 2011 |