SFC Licences of HE Lang
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 07 June 2007 | 01 May 2009 |
| UBS Securities Asia Limited | RE | 4 | 25 February 2004 | 29 March 2007 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 22 July 2003 | 04 November 2003 |