SFC Licences of YIM Ka Fat 嚴家發
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RO | 6 | 05 July 2007 | 01 September 2018 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 | RO | 9 | 29 December 2005 | 30 June 2014 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 | RO | 5 | 29 December 2005 | 30 June 2014 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 | RO | 4 | 29 December 2005 | 30 June 2014 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 | RO | 1 | 29 December 2005 | 30 June 2014 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RO | 9 | 28 November 2005 | 01 September 2018 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RO | 5 | 28 November 2005 | 01 September 2018 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RO | 4 | 28 November 2005 | 01 September 2018 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RO | 1 | 28 November 2005 | 01 September 2018 |