SFC Licences of TAN Beng Kiat Adrian

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	2	14 November 2014	01 December 2017
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	28 April 2014	01 December 2017
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	7	28 April 2014	30 November 2015
Morgan Stanley Hong Kong Securities Limited	RE	2	06 December 2010	14 January 2013
Morgan Stanley Hong Kong Securities Limited	RE	1	03 March 2008	14 January 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	03 March 2008	14 January 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	03 March 2008	14 January 2013
Morgan Stanley Hong Kong Futures Limited	RE	7	03 March 2008	06 December 2010
Morgan Stanley Hong Kong Futures Limited	RE	2	03 March 2008	06 December 2010
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	23 June 2006	29 January 2008
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	23 June 2006	29 January 2008
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	4	16 January 2004	08 December 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	4	30 July 2003	29 October 2003
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	30 July 2003	29 October 2003