SFC Licences of FA Kwan Lun 花軍倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 11 September 2012 | 07 December 2012 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 11 May 2006 | 07 December 2012 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 11 May 2006 | 07 December 2012 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 02 May 2006 | 04 May 2006 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 02 May 2006 | 04 May 2006 |
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 02 December 2003 | 08 April 2006 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 18 October 2003 | 08 April 2006 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 18 October 2003 | 08 April 2006 |
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 18 October 2003 | 08 April 2006 |