SFC Licences of RAKE Brendan Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 05 December 2022 | |
| Macquarie Asia Securities Limited | RO | 4 | 05 December 2022 | |
| Macquarie Asia Securities Limited | RO | 1 | 05 December 2022 | |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 19 July 2022 | 05 December 2022 |
| Macquarie Asia Securities Limited | RE | 4 | 19 July 2022 | 05 December 2022 |
| Macquarie Asia Securities Limited | RE | 1 | 19 July 2022 | 05 December 2022 |
| Macquarie Asia Securities Limited | RE | 1 | 30 September 2020 | 07 April 2022 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 12 March 2014 | 13 July 2015 |
| Macquarie Asia Securities Limited | RE | 2 | 12 March 2014 | 13 July 2015 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 31 January 2011 | 30 November 2012 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 10 September 2003 | 10 October 2003 |