SFC Licences of OR Siu Kam 柯小琴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Shun Loong Securities Company Limited 順隆證券行有限公司	RO	1	19 January 2024
Capital Focus Asset Management Limited 匯駿資產管理有限公司	RE	9	16 January 2024
Capital Focus Asset Management Limited 匯駿資產管理有限公司	RE	4	16 January 2024
Shun Loong Securities Company Limited 順隆證券行有限公司	RE	1	22 November 2023	19 January 2024
Morton Securities Limited 萬基證券有限公司	RO	1	03 November 2020	06 October 2023
Morton Securities Limited 萬基證券有限公司	RE	1	07 October 2020	03 November 2020
Quasar Asset Management Limited 駿昇資產管理有限公司	RO	4	20 March 2020	18 September 2020
Quasar Securities Co., Limited 駿昇証券有限公司	RO	1	20 March 2020	18 September 2020
Profit Access Investments Limited 啓利投資有限公司	RO	4	17 August 2018	09 June 2019
Profit Access Investments Limited 啓利投資有限公司	RO	1	17 August 2018	09 June 2019
Morton Securities Limited 萬基證券有限公司	RO	1	18 April 2016	15 August 2018
Greater China Asset Management (HK) Limited 大中華資產管理(香港)有限公司	RE	9	22 February 2016	16 March 2016
Greater China Securities Limited 大中華證券有限公司	RE	1	22 February 2016	16 March 2016
Wei Da Asset Management Limited 偉達資產管理有限公司	RO	9	26 October 2015	29 January 2016
Goldhorse Securities Limited 金馬證券有限公司	RO	1	19 October 2015	29 January 2016
Greater China Asset Management (HK) Limited 大中華資產管理(香港)有限公司	RO	9	16 July 2013	11 May 2015
Greater China Securities Limited 大中華證券有限公司	RO	1	22 February 2013	11 May 2015
Greater China Securities Limited 大中華證券有限公司	RE	1	01 February 2013	22 February 2013
China Demeter Securities Limited 國農證券有限公司	RO	1	18 October 2010	20 December 2012
Jimei Securities Limited 集美證券有限公司	RO	1	04 January 2010	30 September 2010
Jimei Securities Limited 集美證券有限公司	RO	1	16 April 2009	16 October 2009
Shun Heng Securities Limited 信亨証券有限公司	RE	1	08 December 2003	11 June 2008