SFC Licences of LU Min

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Goldstream Securities Limited 金涌証券有限公司	RO	1	06 March 2017
Goldstream Capital Management Limited 金涌資本管理有限公司	RE	9	01 March 2017
Goldstream Capital Management Limited 金涌資本管理有限公司	RE	4	01 March 2017
Goldstream Capital Management Limited 金涌資本管理有限公司	RO	9	25 April 2014	01 March 2017
Goldstream Capital Management Limited 金涌資本管理有限公司	RO	4	25 April 2014	01 March 2017
About Capital Management (HK) Co. Ltd 百域資本(香港)有限公司	RO	9	24 September 2013	24 February 2014
Bond Trust Limited 中盛証券	RO	9	18 August 2010	09 September 2013
Bond Trust Limited 中盛証券	RO	4	18 August 2010	09 September 2013
Bond Trust Limited 中盛証券	RO	1	18 August 2010	09 September 2013
Morgan Stanley Hong Kong Futures Limited	RE	2	15 July 2005	01 March 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	15 July 2005	01 March 2006
Merrill Lynch Futures (Hong Kong) Limited	RE	2	28 September 2004	16 June 2005
Merrill Lynch (Asia Pacific) Limited	RE	1	28 September 2004	16 June 2005
Jefferies Bache (Hong Kong) Limited	RE	2	18 September 2003	26 August 2004
FT Securities Limited 富通證券有限公司	RE	1	18 September 2003	26 August 2004