SFC Licences of LI Jiun-Wei 李君唯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 12 September 2013 | 02 December 2013 |
SFM HK Management Limited 索羅斯基金管理 (香港) 有限公司 | RE | 9 | 24 January 2011 | 02 May 2013 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 07 October 2003 | 20 July 2004 |