SFC Licences of TANG Wai Po 鄧慧寶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Realchamp Asset Management Limited 正富資產管理有限公司 | RO | 9 | 04 September 2012 | |
Realchamp Asset Management Limited 正富資產管理有限公司 | RO | 4 | 04 September 2012 | |
HKFAEx Group Limited 香港金融資產交易集團有限公司 | RO | 1 | 13 July 2010 | |
HKFAEx Group Limited 香港金融資產交易集團有限公司 | RO | 9 | 15 October 2007 | |
HKFAEx Group Limited 香港金融資產交易集團有限公司 | RO | 4 | 15 October 2007 | |
Axis Capital Management Limited 縱橫資產管理有限公司 | RE | 9 | 22 May 2007 | 31 August 2007 |
Axis Capital Management Limited 縱橫資產管理有限公司 | RE | 4 | 22 May 2007 | 31 August 2007 |
China International Capital Limited 中國國際資本有限公司 | RE | 9 | 02 February 2007 | 15 April 2007 |
China International Capital Limited 中國國際資本有限公司 | RE | 4 | 11 January 2007 | 15 April 2007 |
Splendor Global Investments Limited 卓智環球投資有限公司 | RO | 4 | 25 January 2006 | 08 November 2006 |
Splendor Global Investments Limited 卓智環球投資有限公司 | RE | 4 | 18 October 2004 | 25 January 2006 |
Wisdom Wealth Management Limited 竑智理財策劃有限公司 | RE | 4 | 19 May 2004 | 30 June 2004 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 07 November 2003 | 30 April 2004 |