SFC Licences of CHING Pak To 程栢濤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	4	27 December 2013	02 March 2015
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	27 December 2013	02 March 2015
UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司	RO	9	04 May 2012	23 May 2012
UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司	RO	4	04 May 2012	23 May 2012
ICBC International Fund Management Limited 工銀國際基金管理有限公司	RE	1	25 January 2011	10 August 2011
ICBC International Fund Management Limited 工銀國際基金管理有限公司	RE	9	25 January 2010	10 August 2011
ICBC International Fund Management Limited 工銀國際基金管理有限公司	RE	4	25 January 2010	10 August 2011
Everbright Capital Management Limited 光大資本管理有限公司	RE	9	21 November 2007	29 May 2009
Everbright Capital Management Limited 光大資本管理有限公司	RE	4	21 November 2007	29 May 2009
China Everbright Assets Management Limited 中國光大資產管理有限公司	RE	9	12 July 2007	29 May 2009
China Everbright Assets Management Limited 中國光大資產管理有限公司	RE	4	12 July 2007	29 May 2009
Everbright-Efund Fund Management Limited 光大益豐行基金管理有限公司	RE	9	18 June 2007	29 May 2009
Everbright-Efund Fund Management Limited 光大益豐行基金管理有限公司	RE	4	18 June 2007	29 May 2009
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司	RE	3	07 February 2005	10 July 2007
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司	RE	2	07 February 2005	10 July 2007
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	07 February 2005	10 July 2007
CES Forex (HK) Limited 光證外匯（香港）有限公司	RE	3	22 December 2003	07 February 2005
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	22 December 2003	07 February 2005
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	22 December 2003	07 February 2005