SFC Licences of KWOK Chee King, Stephen 郭子敬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 02 June 2017 | |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 16 October 2008 | |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 09 November 2005 | |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 23 October 2003 | 01 November 2005 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 23 October 2003 | 14 March 2005 |