SFC Licences of LAU Tung Shing 劉東成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 | RE | 1 | 03 May 2012 | 30 June 2019 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 06 July 2009 | 01 October 2011 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 24 September 2007 | 01 October 2011 |
| Shenyin Wanguo Online Broker (H.K.) Limited 申銀萬國網上證券(香港)有限公司 | RE | 1 | 10 September 2007 | 01 October 2011 |
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 12 February 2004 | 07 August 2007 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 30 October 2003 | 07 December 2003 |