SFC Licences of LORD Phillip Wilson
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 10 April 2013 | 04 October 2013 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 18 November 2010 | 28 September 2012 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 17 May 2010 | 21 August 2010 |
| ICAP Equities Asia Limited | RE | 4 | 23 January 2009 | 12 April 2010 |
| ICAP Equities Asia Limited | RE | 1 | 23 January 2009 | 12 April 2010 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 14 November 2003 | 30 October 2008 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 14 November 2003 | 30 October 2008 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 14 November 2003 | 30 October 2008 |