SFC Licences of LORD Phillip Wilson

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 1 10 April 2013 04 October 2013
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 1 18 November 2010 28 September 2012
CLSA Limited 中信里昂證券有限公司
RE 1 17 May 2010 21 August 2010
ICAP Equities Asia Limited
RE 1, 4 23 January 2009 12 April 2010
Instinet Pacific Limited 極訊亞太有限公司
RE 1, 4, 7 14 November 2003 30 October 2008