SFC Licences of EDWARDS Shane Grant
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 07 January 2019 | 12 January 2019 |
| UBS Securities Asia Limited | RE | 1 | 10 September 2018 | 15 September 2018 |
| UBS Securities Asia Limited | RE | 1 | 21 March 2018 | 15 April 2018 |
| UBS Securities Asia Limited | RE | 1 | 11 September 2017 | 15 September 2017 |
| UBS Securities Asia Limited | RE | 1 | 09 January 2017 | 13 January 2017 |
| UBS Securities Asia Limited | RE | 1 | 21 November 2016 | 25 November 2016 |
| UBS Securities Asia Limited | RE | 1 | 03 August 2015 | 05 August 2015 |
| UBS Securities Asia Limited | RE | 1 | 12 January 2015 | 19 January 2015 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 14 November 2003 | 30 August 2005 |