SFC Licences of BRACKEN Michael William Robert

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RO 6 03 July 2012 26 February 2015
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RO 1 03 July 2012 26 February 2015
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RO 6 16 March 2005 30 June 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RO 1 16 March 2005 30 June 2012