SFC Licences of LI Ming 李銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yu Ming Investment Management Limited 禹銘投資管理有限公司 | RO | 6 | 25 February 2009 | |
Yu Ming Investment Management Limited 禹銘投資管理有限公司 | RO | 1 | 25 February 2009 | |
Yu Ming Investment Management Limited 禹銘投資管理有限公司 | RE | 6 | 14 January 2009 | 25 February 2009 |
Yu Ming Investment Management Limited 禹銘投資管理有限公司 | RE | 1 | 14 January 2009 | 25 February 2009 |
Yu Ming Investment Management Limited 禹銘投資管理有限公司 | RE | 9 | 14 January 2009 | |
Yu Ming Investment Management Limited 禹銘投資管理有限公司 | RE | 4 | 14 January 2009 | |
Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 6 | 22 December 2003 | 08 October 2007 |
Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 1 | 22 December 2003 | 08 October 2007 |