SFC Licences of HO Tak Ming, Benny 何德明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 18 September 2015 25 December 2015
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 18 September 2015 25 December 2015
Harmony Asset Management Limited 亨亞管理有限公司 RE 9 24 May 2013 14 April 2014
Harmony Asset Management Limited 亨亞管理有限公司 RE 4 24 May 2013 14 April 2014
Amital Asset Management Limited 安博資產管理有限公司 RO 9 23 January 2013 24 May 2013
Amital Asset Management Limited 安博資產管理有限公司 RO 4 23 January 2013 24 May 2013
Harmony Asset Management Limited 亨亞管理有限公司 RO 9 26 November 2012 24 May 2013
Harmony Asset Management Limited 亨亞管理有限公司 RO 4 26 November 2012 24 May 2013
Harmony Asset Management Limited 亨亞管理有限公司 RE 9 09 July 2012 26 November 2012
Harmony Asset Management Limited 亨亞管理有限公司 RE 4 09 July 2012 26 November 2012
BOCI Securities Limited 中銀國際證券有限公司 RE 4 26 March 2012 15 June 2012
BOCI Securities Limited 中銀國際證券有限公司 RE 2 26 March 2012 15 June 2012
BOCI Securities Limited 中銀國際證券有限公司 RE 1 26 March 2012 15 June 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 22 March 2011 23 November 2011
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 22 March 2011 23 November 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 22 March 2011 23 November 2011
Nexus Investment Management Limited RO 9 15 November 2007 09 February 2011
Nexus Investment Management Limited RO 4 15 November 2007 09 February 2011
Nexus Investment Management Limited RE 9 31 October 2007 15 November 2007
Nexus Investment Management Limited RE 4 31 October 2007 15 November 2007
NNIP Hong Kong Limited RO 9 09 May 2006 15 August 2007
NNIP Hong Kong Limited RO 4 09 May 2006 15 August 2007
NNIP Hong Kong Limited RO 1 09 May 2006 15 August 2007
FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 RE 9 03 April 2006 15 August 2007
FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 RE 4 03 April 2006 15 August 2007
NNIP Hong Kong Limited RE 9 06 January 2004 09 May 2006
NNIP Hong Kong Limited RE 4 06 January 2004 09 May 2006
NNIP Hong Kong Limited RE 1 06 January 2004 09 May 2006