SFC Licences of CHEN Mo 陳沫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 November 2011 | 07 September 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 14 September 2010 | 07 September 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 06 December 2005 | 14 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 December 2005 | 07 September 2013 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 1 | 07 January 2005 | 01 November 2005 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 4 | 11 November 2004 | 01 November 2005 |
| Sun Hung Kai Research Limited 新鴻基資料研究有限公司 | RE | 4 | 03 March 2004 | 26 October 2004 |