SFC Licences of SHINOHARA Minoru 篠原實

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura Securities (Hong Kong) Limited RO 2 12 April 2013 31 May 2013
Nomura Securities (Hong Kong) Limited RO 1 12 April 2013 31 May 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 6 11 September 2012 02 July 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 5 11 September 2012 02 July 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 4 11 September 2012 02 July 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 2 11 September 2012 02 July 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 1 11 September 2012 02 July 2015
Nomura Securities (Hong Kong) Limited RO 7 30 April 2010 16 July 2010
Nomura Securities (Hong Kong) Limited RO 2 01 February 2010 16 July 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 6 27 April 2009 27 August 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 5 27 April 2009 27 August 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 4 27 April 2009 27 August 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 2 27 April 2009 27 August 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 1 27 April 2009 27 August 2010
Nomura Securities (Hong Kong) Limited RO 1 27 April 2009 16 July 2010
Nomura Futures (Hong Kong) Limited RO 2 27 April 2009 19 February 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 24 March 2009 27 April 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 5 24 March 2009 27 April 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 24 March 2009 27 April 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 24 March 2009 27 April 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 24 March 2009 27 April 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 6 22 March 2005 10 April 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 4 22 March 2005 10 April 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 1 22 March 2005 10 April 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 13 December 2004 22 March 2005
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 10 January 2004 22 March 2005
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 January 2004 22 March 2005