SFC Licences of LEE Hok Lymn Lemuel 李學林
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas 法國巴黎銀行 | 4 | 23 January 2018 | ||
BNP Paribas 法國巴黎銀行 | 1 | 23 January 2018 | ||
J.P. Morgan Broking (Hong Kong) Limited | RO | 5 | 07 February 2014 | 30 June 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RO | 2 | 07 February 2014 | 30 June 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RO | 1 | 07 February 2014 | 30 June 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 13 January 2014 | 07 February 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 25 July 2012 | 07 February 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 25 July 2012 | 07 February 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 24 June 2008 | 17 September 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 24 June 2008 | 17 September 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 05 June 2008 | 17 September 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 05 June 2008 | 17 September 2010 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 20 January 2006 | 23 November 2009 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 22 April 2005 | 23 November 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 January 2004 | 09 March 2005 |