SFC Licences of LEE Hok Lymn Lemuel 李學林

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas 法國巴黎銀行 4 23 January 2018
BNP Paribas 法國巴黎銀行 1 23 January 2018
J.P. Morgan Broking (Hong Kong) Limited RO 5 07 February 2014 30 June 2016
J.P. Morgan Broking (Hong Kong) Limited RO 2 07 February 2014 30 June 2016
J.P. Morgan Broking (Hong Kong) Limited RO 1 07 February 2014 30 June 2016
J.P. Morgan Broking (Hong Kong) Limited RE 1 13 January 2014 07 February 2014
J.P. Morgan Broking (Hong Kong) Limited RE 5 25 July 2012 07 February 2014
J.P. Morgan Broking (Hong Kong) Limited RE 2 25 July 2012 07 February 2014
J.P. Morgan Broking (Hong Kong) Limited RE 5 24 June 2008 17 September 2010
J.P. Morgan Broking (Hong Kong) Limited RE 4 24 June 2008 17 September 2010
J.P. Morgan Broking (Hong Kong) Limited RE 2 05 June 2008 17 September 2010
J.P. Morgan Broking (Hong Kong) Limited RE 1 05 June 2008 17 September 2010
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 2 20 January 2006 23 November 2009
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 1 22 April 2005 23 November 2009
Merrill Lynch (Asia Pacific) Limited RE 1 13 January 2004 09 March 2005