SFC Licences of YE Lingyun 叶凌云
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 November 2004 | 19 August 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 November 2004 | 23 April 2005 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 13 March 2004 | 16 November 2004 |