SFC Licences of SUN Xiaowu 孫曉悟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 11 January 2006 | 16 December 2006 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 26 January 2004 | 22 October 2005 |