SFC Licences of TSE Wai Man 謝慧敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
MFIO Capital Limited 嘉投資本有限公司 RO 9 13 December 2019 01 September 2023
D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司 RO 4 30 January 2015 30 April 2016
D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司 RO 1 30 January 2015 30 April 2016
Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 RE 4 16 January 2013 01 February 2013
Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 RE 1 16 January 2013 01 February 2013
Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 RE 4 14 January 2013 01 December 2014
Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 RE 1 14 January 2013 01 December 2014
Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 RE 4 21 March 2011 14 January 2013
Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 RE 1 21 March 2011 14 January 2013
Kirin Asset Management Limited 麒麟資產管理有限公司 RE 9 08 September 2010 28 February 2011
Kirin Asset Management Limited 麒麟資產管理有限公司 RE 4 08 September 2010 28 February 2011
Win Securities Limited 贏證券有限公司 RE 7 16 April 2004 02 April 2008
Win Securities Limited 贏證券有限公司 RE 1 16 April 2004 02 April 2008
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 RE 7 16 April 2004 02 April 2008
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 RE 1 16 April 2004 02 April 2008