SFC Licences of LEE Kai Ho, Patrick 李啟豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Global Asset Management (Hong Kong) Limited RE 9 27 April 2021 25 February 2022
HSBC Global Asset Management (Hong Kong) Limited RE 4 27 April 2021 25 February 2022
HSBC Global Asset Management (Hong Kong) Limited RE 1 27 April 2021 25 February 2022
Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 9 30 October 2015
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RE 4 27 October 2008 31 July 2011
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RE 9 31 July 2008 31 July 2011
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 9 06 March 2007 01 May 2008
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 4 06 March 2007 01 May 2008
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 1 01 December 2005 01 March 2007
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 9 22 September 2004 01 March 2007
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 9 22 September 2004 01 March 2007
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 5 22 September 2004 26 May 2006
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 5 22 September 2004 26 May 2006
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 4 02 February 2004 01 March 2007
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 4 02 February 2004 01 March 2007
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 1 02 February 2004 01 March 2007