SFC Licences of LEE Frank I-J
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 08 August 2011 | 22 May 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 February 2010 | 01 October 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 February 2010 | 01 October 2010 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 10 February 2004 | 15 November 2007 |