SFC Licences of NIU Rui
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Transfer Capital Investment Limited 中匯資本投資有限公司 | RO | 1 | 24 November 2016 | 18 May 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 24 October 2005 | 16 July 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 31 March 2004 | 16 July 2014 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 31 March 2004 | 27 January 2011 |