SFC Licences of SIMPSON Justin Vaughn
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 13 January 2014 | 14 September 2017 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 13 January 2014 | 14 September 2017 |
| Merrill Lynch Far East Limited | RE | 6 | 22 April 2005 | 26 August 2011 |
| Merrill Lynch Far East Limited | RE | 4 | 22 April 2005 | 26 August 2011 |
| Merrill Lynch Far East Limited | RE | 1 | 22 April 2005 | 26 August 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 22 April 2005 | 26 August 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 22 April 2005 | 26 August 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 12 February 2004 | 26 August 2011 |