SFC Licences of TERREBROOD JR Henry Lee

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Privium Fund Management (HK) Limited	RO	9	27 April 2018
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務)	RO	4	27 July 2015	15 September 2017
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務)	RO	1	27 July 2015	15 September 2017
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務)	RE	4	05 June 2015	27 July 2015
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務)	RE	1	05 June 2015	27 July 2015
Altitude Principle Advisory Limited	RO	9	16 October 2012	13 November 2014
Altitude Principle Advisory Limited	RE	9	31 August 2012	16 October 2012
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	1	03 September 2010	13 April 2012
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	4	29 December 2008	21 July 2010
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	21 November 2008	21 July 2010
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司	RE	1	11 April 2007	17 January 2008
J.P. Morgan Broking (Hong Kong) Limited	RE	4	13 February 2004	01 February 2007
J.P. Morgan Broking (Hong Kong) Limited	RE	1	13 February 2004	01 February 2007