SFC Licences of LI Ching Ming, Alfred 李正鳴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SunAsia Investment Management Limited 德昇投資管理有限公司
RE 9 01 March 2016 18 April 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 18 August 2014 29 January 2016
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 18 August 2014 29 January 2016
BOCI Securities Limited 中銀國際證券有限公司
RE 1, 2, 3 07 January 2014 24 July 2014
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司
RE 3 17 June 2004 23 December 2013
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司
RE 2 23 February 2004 23 December 2013
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司
RE 1 23 February 2004 23 December 2013